This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

PROMONTORY FINANCIAL PLANNING, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Oct 11, 2021

First registration

Mar 24, 2023

Dual registered

no

IAPD individual key

7652461

• Occurred

  Apr 4, 2025
  Advisor changed firm

  Theresa Bond left Aegis Wealth Management, Inc. for Promontory Financial Planning, Llc (registered 2025-04-28)

  Form ADVobserved 6 days ago
• Occurred

  Mar 28, 2024
  Advisor changed firm

  Theresa Bond left Simple Financial, Llc for Aegis Wealth Management, Inc. (registered 2024-02-05)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:9a30ad9e-1d76-f9e7-bdbd-5dc55d8bee9a

First observed

Mar 24, 2023

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.