DFX Intelligence

Data Factory

RIA / WealthAdvisor20 years in industry

DAVID LLOYD ALLRED

Advisor at FISHER\SMB

CARROLLTON, TX | SOUTH JORDAN, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9a36cb7b-ab18-ae2f-581f-5fded1abef93

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 28, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FISHER\SMB
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 24, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Feb 24, 2006
First registration: Feb 28, 2006
Dual registered: no
Other names: DAVID ALLRED|DAVID L ALLRED
IAPD individual key: 4963746

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FISHER\SMB	Institutional manager	Jul 8, 2024	n/a	yes	SOUTH JORDAN, UT\|CARROLLTON, TX	Current employment
FISHER INVESTMENTS	Independent wealth	Mar 8, 2021	Jul 3, 2024	no	PLANO, TX\|DRAPER, UT\|PLANO, TX\|TAMPA, FL\|South Jordan, UT	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Feb 15, 2019	Sep 15, 2020	no	Germantown, TN\|Tysons Corner, VA	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Oct 28, 2009	Apr 30, 2018	no	ARLINGTON, VA\|SANDY, UT	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jan 20, 2009	no	SOUTH JORDAN, UT	Previous registration
MORGAN STANLEY DW INC.	n/a	Feb 28, 2006	Apr 2, 2007	no	WEST VALLEY, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FISHER INVESTMENTS	FISHER\SMB	Jul 3, 2024	Jul 8, 2024	5	Bulk transfer	RIA to new firm
CHARLES SCHWAB & CO., INC.	FISHER INVESTMENTS	Sep 15, 2020	Mar 8, 2021	174	Firm change	Ibd to RIA
E*TRADE CAPITAL MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	Apr 30, 2018	Feb 15, 2019	291	Firm change	RIA to ibd
MORGAN STANLEY & CO. LLC	E*TRADE CAPITAL MANAGEMENT, LLC	Jan 20, 2009	Oct 28, 2009	281	Firm change	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (6)

→ FISHER\SMBRegistered adviserregistration: current employment
Jul 8, 2024 to presentfactForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Mar 8, 2021 to Jul 3, 2024factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Feb 15, 2019 to Sep 15, 2020factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 28, 2009 to Apr 30, 2018factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jan 20, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Feb 28, 2006 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.