DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as David Allred
At current firm
2 y
since Jul 8, 2024
In the industry
20 y
since Feb 24, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Fisher\Smb institutional currentsince Jul 8, 2024 · South Jordan, Ut
- Fisher Investments independent RIAMar 8, 2021 to Jul 3, 2024 · Plano, Tx
- Charles Schwab & Co., Inc. national BDFeb 15, 2019 to Sep 15, 2020 · Germantown, Tn
- E*Trade Capital Management, LLC formerOct 28, 2009 to Apr 30, 2018 · Arlington, Va
- Morgan Stanley & Co. LLC unclassifiedApr 2, 2007 to Jan 20, 2009 · South Jordan, Ut
- Morgan Stanley Dw Inc. unclassifiedFeb 28, 2006 to Apr 2, 2007 · West Valley, Ut
Moves
a registration end followed by a registration begin elsewhere
- Fisher Investments to Fisher\Smbleft Jul 3, 2024, registered Jul 8, 2024 (5 days) · corporate re-registration, not a move
- Charles Schwab & Co., Inc. to Fisher Investmentsleft Sep 15, 2020, registered Mar 8, 2021 (174 days) · Affiliated broker-dealer or bank to independent RIA
- E*Trade Capital Management, LLC to Charles Schwab & Co., Inc.left Apr 30, 2018, registered Feb 15, 2019 (291 days) · RIA to affiliated broker-dealer or bank
- Morgan Stanley & Co. LLC to E*Trade Capital Management, LLCleft Jan 20, 2009, registered Oct 28, 2009 (281 days) · Other
- Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLCleft Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address