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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

GREGORY JAMES KALLUS

Advisor at HORNOR, TOWNSEND & KENT, LLC

Houston, TX

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Search this name across graphsid dfx:ria:9a383dcd-be95-932e-18a2-9c4193efea48

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Dec 14, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HORNOR, TOWNSEND & KENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 28, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jun 28, 2000
First registration: Dec 14, 2006
Dual registered: yes, broker-dealer
Other names: GREGORY J KALLUS
IAPD individual key: 3093806

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HORNOR, TOWNSEND & KENT, LLC	Independent wealth	Mar 20, 2024	n/a	yes	Houston, TX	Current employment
CALDERWOOD FINANCIAL STRATEGIES, INC.	Mixed wealth	Jan 11, 2023	Jan 11, 2024	no	HOUSTON, TX	Previous registration
SAXON FINANCIAL GROUP	Independent wealth	Dec 13, 2021	Jul 19, 2022	no	HOUSTON, TX	Previous registration
HUCKIN FINANCIAL GROUP, INC.	n/a	Mar 1, 2021	Nov 12, 2021	no	HOUSTON, TX\|HOUSTON, TX	Previous registration
MDX WEALTH MANAGEMENT	State registered	Nov 10, 2020	Mar 2, 2021	no	Houston, TX	Previous registration
INVESCO ADVISERS, INC.	Asset manager	Jan 1, 2010	Jul 11, 2016	no	ATLANTA, GA	Previous registration
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.	n/a	Dec 14, 2006	Jan 1, 2010	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CALDERWOOD FINANCIAL STRATEGIES, INC.	HORNOR, TOWNSEND & KENT, LLC	Jan 11, 2024	Mar 20, 2024	69	Firm change	Other
SAXON FINANCIAL GROUP	CALDERWOOD FINANCIAL STRATEGIES, INC.	Jul 19, 2022	Jan 11, 2023	176	Firm change	Other
HUCKIN FINANCIAL GROUP, INC.	SAXON FINANCIAL GROUP	Nov 12, 2021	Dec 13, 2021	31	Firm change	Other
MDX WEALTH MANAGEMENT	HUCKIN FINANCIAL GROUP, INC.	Mar 2, 2021	Mar 1, 2021	-1	Firm change	Other
INVESCO ADVISERS, INC.	MDX WEALTH MANAGEMENT	Jul 11, 2016	Nov 10, 2020	1,583	Firm change after gap	Other
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.	INVESCO ADVISERS, INC.	Jan 1, 2010	Jan 1, 2010	0	Bulk transfer	Other

Relationships

Registered with (7)

→ HORNOR, TOWNSEND & KENT, LLCRegistered adviserregistration: current employment
Mar 20, 2024 to presentfactForm ADV
→ CALDERWOOD FINANCIAL STRATEGIES, INC.Registered adviserregistration: previous registration
Jan 11, 2023 to Jan 11, 2024factForm ADV
→ SAXON FINANCIAL GROUPRegistered adviserregistration: previous registration
Dec 13, 2021 to Jul 19, 2022factForm ADV
→ HUCKIN FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Mar 1, 2021 to Nov 12, 2021factForm ADV
→ MDX WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Nov 10, 2020 to Mar 2, 2021factForm ADV
→ INVESCO ADVISERS, INC.Registered adviserregistration: previous registration
Jan 1, 2010 to Jul 11, 2016factForm ADV
→ INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Dec 14, 2006 to Jan 1, 2010factForm ADV

Dated events

Occurred
Jan 11, 2024
Advisor changed firm
Gregory James Kallus left Calderwood Financial Strategies, Inc. for Hornor, Townsend & Kent, Llc (registered 2024-03-20)
Form ADVobserved 4 days ago
Occurred
Jul 19, 2022
Advisor changed firm
Gregory James Kallus left Saxon Financial Group for Calderwood Financial Strategies, Inc. (registered 2023-01-11)
Form ADVobserved 4 days ago