DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Gregory James Kallus

Hornor, Townsend & Kent, LLCindependent RIAHouston, Txdual registrantIAPD 3093806

Feed of 09/14/2026

Also filed as Gregory J Kallus

At current firm

2 y

since Mar 20, 2024

In the industry

26 y

since Jun 28, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Hornor, Townsend & Kent, LLC independent RIA current
since Mar 20, 2024 · Houston, Tx
Calderwood Financial Strategies, Inc. mixed wealth
Jan 11, 2023 to Jan 11, 2024 · Houston, Tx
Saxon Financial Group independent RIA
Dec 13, 2021 to Jul 19, 2022 · Houston, Tx
Huckin Financial Group, Inc. unclassified
Mar 1, 2021 to Nov 12, 2021 · Houston, Tx
Mdx Wealth Management state registered
Nov 10, 2020 to Mar 2, 2021 · Houston, Tx
Invesco Advisers, Inc. asset manager
Jan 1, 2010 to Jul 11, 2016 · Atlanta, Ga
Invesco Aim Private Asset Management, Inc. unclassified
Dec 14, 2006 to Jan 1, 2010 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

Calderwood Financial Strategies, Inc. to Hornor, Townsend & Kent, LLC
left Jan 11, 2024, registered Mar 20, 2024 (69 days) · Other
Saxon Financial Group to Calderwood Financial Strategies, Inc.
left Jul 19, 2022, registered Jan 11, 2023 (176 days) · Other
Huckin Financial Group, Inc. to Saxon Financial Group
left Nov 12, 2021, registered Dec 13, 2021 (31 days) · Other
Mdx Wealth Management to Huckin Financial Group, Inc.
left Mar 2, 2021, registered Mar 1, 2021 (-1 days) · Other
Invesco Advisers, Inc. to Mdx Wealth Management
left Jul 11, 2016, registered Nov 10, 2020 (1583 days) · Other
Invesco Aim Private Asset Management, Inc. to Invesco Advisers, Inc.
left Jan 1, 2010, registered Jan 1, 2010 (0 days) · corporate re-registration, not a move

Signals

Gregory James Kallus left Calderwood Financial Strategies, Inc. for Hornor, Townsend & Kent, Llc (registered 2024-03-20)
Jan 11, 2024 · Advisor changed firm · fact
Gregory James Kallus left Saxon Financial Group for Calderwood Financial Strategies, Inc. (registered 2023-01-11)
Jul 19, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address