RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• J• M••••••••
- R••••••••• F••••• O••••••• L•• independent RIA currentsince Jan 9, 2025 · N•••••, Fl
- A•••••••• C•••••• M••••••••• L•• independent RIAFeb 14, 2013 to Aug 1, 2014 · N•••••, Fl
- N••••• C•••••• A••••••• formerApr 29, 2008 to Feb 1, 2013 · N•••••, Fl
- C••••••••• I••••••••• L•• mixed wealthDec 19, 2005 to Jan 2, 2008 · New York, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 23, 2004 to Dec 20, 2005 · Stamford, Ct
- M••••• S•••••• D• I••• unclassifiedSep 6, 2003 to May 3, 2004 · Clearwater, Fl
- A•••••••• C•••••• M••••••••• L•• to R••••••••• F••••• O••••••• L••left Aug 1, 2014, registered Jan 9, 2025 (3814 days) · Other
- N••••• C•••••• A••••••• to A•••••••• C•••••• M••••••••• L••left Feb 1, 2013, registered Feb 14, 2013 (13 days) · Other
- C••••••••• I••••••••• L•• to N••••• C•••••• A•••••••left Jan 2, 2008, registered Apr 29, 2008 (118 days) · Other
- C•••••••• G••••• M•••••• I••• to C••••••••• I••••••••• L••left Dec 20, 2005, registered Dec 19, 2005 (-1 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to C•••••••• G••••• M•••••• I•••left May 3, 2004, registered Jul 23, 2004 (81 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address