DFX Intelligence

M•••••• T• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

M•••••• T• M••••

Advisor at J••• M••••• S••••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:9a3a5eb8-5373-b8f5-02e6-606bc63a3694

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 22, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Nov 20, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Dec 2, 2013	n/a	yes	WILLOWICK, OH\|Chagrin Falls, OH\|CHAGRIN FALLS, OH	Current employment
H••••••••• F•••••••• A•••••••	Bd affiliated wealth	Jan 27, 2011	Dec 6, 2013	no	PEPPER PIKE, OH\|MENTOR, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••••••• F•••••••• A•••••••	J••• M••••• S••••••••• L••	Dec 6, 2013	Dec 2, 2013	-4	Firm change	Other
P•••• S••••••••• L••	H••••••••• F•••••••• A•••••••	Jan 21, 2011	Jan 27, 2011

Relationships

Registered with (4)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Dec 2, 2013 to presentfactForm ADV
→ H••••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Jan 27, 2011 to Dec 6, 2013factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Aug 15, 2007 to Jan 21, 2011factForm ADV
→ K•••••• C•••••• M•••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9a3a5eb8-5373-b8f5-02e6-606bc63a3694
First observed: Nov 22, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.