M•••••• T• M••••

• J••• M••••• S••••••••• L•• wirehouse current
  since Dec 2, 2013 · Willowick, Oh
• H••••••••• F•••••••• A••••••• BD affiliated
  Jan 27, 2011 to Dec 6, 2013 · Pepper Pike, Oh
• P•••• S••••••••• L•• no RAUM
  Aug 15, 2007 to Jan 21, 2011 · Willoughby, Oh
• K•••••• C•••••• M•••••• I••• unclassified
  Nov 22, 2004 to Feb 20, 2007 · Brooklyn, Oh

• H••••••••• F•••••••• A••••••• to J••• M••••• S••••••••• L••
  left Dec 6, 2013, registered Dec 2, 2013 (-4 days) · Other
• P•••• S••••••••• L•• to H••••••••• F•••••••• A•••••••
  left Jan 21, 2011, registered Jan 27, 2011 (6 days) · Other
• K•••••• C•••••• M•••••• I••• to P•••• S••••••••• L••
  left Feb 20, 2007, registered Aug 15, 2007 (176 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address