This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

Current firm class

asset managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 1, 2009earliest registration or exam on IAPD

Years in industry

17derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Mar 28, 2022

First registration

May 25, 2022

Dual registered

yes, broker-dealer

Other names

BRIAN MARK KICHTON|Brian M Kichton

IAPD individual key

6888104

• Occurred

  Jul 6, 2026
  Advisor changed firm

  Brian Kichton left Invesco Advisers, Inc. for New York Life Investment Management Llc (registered 2026-08-11)

  Form ADVobserved 5 days ago
• Occurred

  Dec 16, 2024
  Advisor changed firm

  Brian Kichton left Amundi Asset Management Us, Inc. for Invesco Advisers, Inc. (registered 2025-01-13)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:9a5012cd-1bfb-a53d-2932-5af464b0f653

First observed

May 25, 2022

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.