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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

JAMES PATRICK FLYNN

Advisor at LPL FINANCIAL LLC

HINGHAM, MA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 1, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 6, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Aug 6, 1993
First registration: Mar 1, 2007
Dual registered: yes, broker-dealer
Other names: JAMES PATRICK FLYNN|JAMES PATRICK FLYNN|JAMES PATRICK FLYNN
IAPD individual key: 1381274

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 18, 2020	n/a	yes	HINGHAM, MA	Current employment
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Oct 31, 2016	Feb 18, 2020	no	BRIDGEWATER, MA\|BRIDGEWATER, MA	Previous registration
SANTANDER SECURITIES	Bd affiliated wealth	May 17, 2016	Sep 9, 2016	no	BOSTON, MA\|Boston, MA\|Norwood, MA\|Westwood, MA\|Dedham, MA\|Boston, MA\|Framingham, MA\|Boston, MA\|Boston, MA\|Boston, MA\|NORWOOD, MA	Previous registration
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Dec 11, 2015	May 3, 2016	no	Cambridge, MA\|MEDFORD, MA\|Danvers, MA\|Malden, MA	Previous registration
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Jun 9, 2014	Sep 2, 2015	no	FAIRHAVEN, MA\|FAIRHAVEN, MA\|DARTMOUTH, MA\|FALL RIVER, MA\|SO. DARTMOUTH, MA	Previous registration
B. RILEY WEALTH ADVISORS, INC.	Bd affiliated wealth	Dec 2, 2011	Mar 21, 2012	no	BRAINTREE, MA	Previous registration
CANTELLA & CO., INC.	Former SEC adviser	Mar 1, 2007	Nov 27, 2009	no	Malden, MA\|HINGHAM, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC INSTITUTIONS, INC.	LPL FINANCIAL LLC	Feb 18, 2020	Feb 18, 2020	0	Firm change	Ibd to ibd
SANTANDER SECURITIES	OSAIC INSTITUTIONS, INC.	Sep 9, 2016	Oct 31, 2016	52	Firm change	Other
CUSO FINANCIAL SERVICES, L.P.	SANTANDER SECURITIES	May 3, 2016	May 17, 2016	14	Firm change	Other
CITIZENS SECURITIES, INC.	CUSO FINANCIAL SERVICES, L.P.	Sep 2, 2015	Dec 11, 2015	100	Firm change	Other
B. RILEY WEALTH ADVISORS, INC.	CITIZENS SECURITIES, INC.	Mar 21, 2012	Jun 9, 2014	810	Firm change after gap	Other
CANTELLA & CO., INC.	B. RILEY WEALTH ADVISORS, INC.	Nov 27, 2009	Dec 2, 2011	735	Firm change after gap	Other

Relationships

Registered with (7)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Feb 18, 2020 to presentfactForm ADV
→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
Oct 31, 2016 to Feb 18, 2020factForm ADV
→ SANTANDER SECURITIESRegistered adviserregistration: previous registration
May 17, 2016 to Sep 9, 2016factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Dec 11, 2015 to May 3, 2016factForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Jun 9, 2014 to Sep 2, 2015factForm ADV
→ B. RILEY WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Dec 2, 2011 to Mar 21, 2012factForm ADV
→ CANTELLA & CO., INC.Registered adviserregistration: previous registration
Mar 1, 2007 to Nov 27, 2009factForm ADV

Dated events

No dated event names this entity yet.