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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Mankato, MN | Armstrong, IA | Fairmont, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 12, 2026 | n/a | yes | Fairmont, MN|Armstrong, IA|Mankato, MN | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 26, 2024 | Jan 13, 2026 | no | FAIRMONT, MN | Previous registration |
| SWEET FINANCIAL PARTNERS, LLC | Former SEC adviser | Nov 1, 2021 | Mar 15, 2024 | no | FAIRMONT, MN | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Sep 8, 2021 | Nov 17, 2021 | no | Fairmont, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jan 13, 2026 | Jan 12, 2026 | -1 | Firm change | Ibd to ibd |
| SWEET FINANCIAL PARTNERS, LLC | LPL FINANCIAL LLC | Mar 15, 2024 | Mar 26, 2024 | 11 | Firm change | RIA to ibd |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | SWEET FINANCIAL PARTNERS, LLC | Nov 17, 2021 | Nov 1, 2021 | -16 | Firm change | Ibd to new firm |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:149018:MN:2026-01-13 | Jan 13, 2026 | Jan 12, 2026 | FAIRMONT, MN | Firm change |
| 149018:316739:MN:2021-11-09 | Nov 17, 2021 | Nov 1, 2021 | FAIRMONT, MN | Firm change |