RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• C•••••••• L•••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jan 12, 2026 · Fairmont, Mn
- L•• F•••••••• L•• BD affiliatedMar 26, 2024 to Jan 13, 2026 · Fairmont, Mn
- S•••• F•••••••• P•••••••• L•• formerNov 1, 2021 to Mar 15, 2024 · Fairmont, Mn
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedSep 8, 2021 to Nov 17, 2021 · Fairmont, Mn
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 13, 2026, registered Jan 12, 2026 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- S•••• F•••••••• P•••••••• L•• to L•• F•••••••• L••left Mar 15, 2024, registered Mar 26, 2024 (11 days) · RIA to affiliated broker-dealer or bank
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to S•••• F•••••••• P•••••••• L••left Nov 17, 2021, registered Nov 1, 2021 (-16 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- M••• C•••••••• L••••• left L•• F•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2026-01-12)Jan 13, 2026 · Advisor changed firm · fact
- M••• C•••••••• L••••• left S•••• F•••••••• P•••••••• L•• for L•• F•••••••• L•• (registered 2024-03-26)Mar 15, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address