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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

WILLIAM CONWAY FRYE

Advisor at LPL FINANCIAL LLC

CENTENNIAL, CO

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Search this name across graphsid dfx:ria:9a7ae9ec-ffcf-4493-11be-e4b069e8317c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Jan 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 29, 1999
First registration: Jan 1, 1999
Dual registered: yes, broker-dealer
Other names: BILL C FRYE
IAPD individual key: 721405

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 5, 2026	n/a	yes	CENTENNIAL, CO	Current employment
Familywealth	Mixed wealth	Jan 10, 2018	Jan 11, 2022	no	CENTENNIAL, CO\|LAKE MARY, FL	Previous registration
Familywealth	Mixed wealth	Sep 27, 2017	Dec 31, 2017	no	CENTENNIAL, CO\|LAKE MARY, FL	Previous registration
INTERVEST INTERNATIONAL, INC.	Former SEC adviser	Aug 31, 2010	Dec 2, 2022	no	CENTENNIAL, CO\|COLORADO SPRINGS, CO	Previous registration
EVOLVE INVESTMENT ADVISORS	n/a	Jan 2, 2008	Sep 22, 2010	no	CENTENNIAL, CO\|AUSTIN, TX	Previous registration
JOLLIFFE CAPITAL, INC.	Former SEC adviser	Dec 18, 2006	Jun 30, 2018	no	DALLAS, TX	Previous registration
AFS BROKERAGE, INC.	n/a	Apr 14, 2005	Dec 31, 2007	no	CENTENNIAL, CO\|AUSTIN, TX\|DENVER, CO	Previous registration
FALCO FINANCIAL SERVICES, INC.	Former SEC adviser	Jun 28, 2004	Dec 20, 2006	no	DENVER , CO	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Jan 1, 1999	May 28, 2004	no	DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INTERVEST INTERNATIONAL, INC.	Familywealth	Dec 2, 2022	Sep 27, 2017	-1,892	Firm change after gap	Other
Familywealth	LPL FINANCIAL LLC	Jan 11, 2022	Jan 5, 2026	1,455	Firm change after gap	RIA to ibd
JOLLIFFE CAPITAL, INC.	EVOLVE INVESTMENT ADVISORS	Jun 30, 2018	Jan 2, 2008	-3,832	Firm change after gap	Other
EVOLVE INVESTMENT ADVISORS	INTERVEST INTERNATIONAL, INC.	Sep 22, 2010	Aug 31, 2010	-22	Firm change	Other
AFS BROKERAGE, INC.	JOLLIFFE CAPITAL, INC.	Dec 31, 2007	Dec 18, 2006	-378	Firm change after gap	Other
FALCO FINANCIAL SERVICES, INC.	AFS BROKERAGE, INC.	Dec 20, 2006	Apr 14, 2005	-615	Firm change after gap	Other
NEW ENGLAND SECURITIES CORPORATION	FALCO FINANCIAL SERVICES, INC.	May 28, 2004	Jun 28, 2004	31	Firm change	Other

Relationships

Registered with (8)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jan 5, 2026 to presentfactForm ADV
→ INTERVEST INTERNATIONAL, INC.Registered adviserregistration: previous registration
Aug 31, 2010 to Dec 2, 2022factForm ADV
→ FAMILYWEALTHRegistered adviserregistration: previous registration
Jan 10, 2018 to Jan 11, 2022factForm ADV
→ JOLLIFFE CAPITAL, INC.Registered adviserregistration: previous registration
Dec 18, 2006 to Jun 30, 2018factForm ADV
→ EVOLVE INVESTMENT ADVISORSRegistered adviserregistration: previous registration
Jan 2, 2008 to Sep 22, 2010factForm ADV
→ AFS BROKERAGE, INC.Registered adviserregistration: previous registration
Apr 14, 2005 to Dec 31, 2007factForm ADV
→ FALCO FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jun 28, 2004 to Dec 20, 2006factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jan 1, 1999 to May 28, 2004factForm ADV

Dated events

Occurred
Dec 2, 2022
Advisor changed firm
William Conway Frye left Intervest International, Inc. for Familywealth (registered 2017-09-27)
Form ADVobserved 4 days ago
Occurred
Jan 11, 2022
Advisor changed firm
William Conway Frye left Familywealth for Lpl Financial Llc (registered 2026-01-05)
Form ADVobserved 4 days ago