DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

W•••••• C••••• F•••

L•• F•••••••• L••BD affiliatedCentennial, Codual registrantIAPD 721405

Feed of 09/14/2026

Also filed as Bill C F•••

At current firm

0 y

since Jan 5, 2026

In the industry

27 y

since Jan 1, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jan 5, 2026 · Centennial, Co
F••••••••• mixed wealth
Jan 10, 2018 to Jan 11, 2022 · Centennial, Co
F••••••••• mixed wealth
Sep 27, 2017 to Dec 31, 2017 · Centennial, Co
I•••••••• I••••••••• I••• former
Aug 31, 2010 to Dec 2, 2022 · Centennial, Co
E••••• I••••••••• A••••••• unclassified
Jan 2, 2008 to Sep 22, 2010 · Centennial, Co
J••••••• C••••••• I••• former
Dec 18, 2006 to Jun 30, 2018 · Dallas, Tx
A•• B••••••••• I••• unclassified
Apr 14, 2005 to Dec 31, 2007 · Centennial, Co
F•••• F•••••••• S•••••••• I••• former
Jun 28, 2004 to Dec 20, 2006 · Denver , Co
N•• E•••••• S••••••••• C••••••••• former
Jan 1, 1999 to May 28, 2004 · Denver, Co

Moves

a registration end followed by a registration begin elsewhere

I•••••••• I••••••••• I••• to F•••••••••
left Dec 2, 2022, registered Sep 27, 2017 (-1892 days) · Other
F••••••••• to L•• F•••••••• L••
left Jan 11, 2022, registered Jan 5, 2026 (1455 days) · RIA to affiliated broker-dealer or bank
J••••••• C••••••• I••• to E••••• I••••••••• A•••••••
left Jun 30, 2018, registered Jan 2, 2008 (-3832 days) · Other
E••••• I••••••••• A••••••• to I•••••••• I••••••••• I•••
left Sep 22, 2010, registered Aug 31, 2010 (-22 days) · Other
A•• B••••••••• I••• to J••••••• C••••••• I•••
left Dec 31, 2007, registered Dec 18, 2006 (-378 days) · Other
F•••• F•••••••• S•••••••• I••• to A•• B••••••••• I•••
left Dec 20, 2006, registered Apr 14, 2005 (-615 days) · Other
N•• E•••••• S••••••••• C••••••••• to F•••• F•••••••• S•••••••• I•••
left May 28, 2004, registered Jun 28, 2004 (31 days) · Other

Signals

W•••••• C••••• F••• left I•••••••• I••••••••• I••• for Familywealth (registered 2017-09-27)
Dec 2, 2022 · Advisor changed firm · fact
W•••••• C••••• F••• left Familywealth for L•• F•••••••• L•• (registered 2026-01-05)
Jan 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address