DFX Intelligence

A•••••• A•••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

A•••••• A•••• M•••••

Advisor at V•••••• A•••••••• I•••

SAVANNAH, GA

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Search this name across graphsid dfx:ria:9a7d47e3-6332-1640-f397-e5006c5974a9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 17, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 18, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M• A•••••••• L••	State registered	Feb 17, 2014	n/a	yes	SAVANNAH, GA	Current employment
V•••••• A•••••••• I•••	Bd affiliated wealth	Jun 18, 2008	n/a	yes	SAVANNAH, GA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• S••••••••• L••	V•••••• A•••••••• I•••	Jun 18, 2008	Jun 18, 2008	0	Firm change	Other

Relationships

Registered with (3)

→ M• A•••••••• L••Registered adviserregistration: current employment
Feb 17, 2014 to presentfactForm ADV
→ V•••••• A•••••••• I•••Registered adviserregistration: current employment
Jun 18, 2008 to presentfactForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Apr 17, 2003 to Jun 18, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9a7d47e3-6332-1640-f397-e5006c5974a9
First observed: Apr 17, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.