DFX Intelligence
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Registered advisor
A•••••• A•••• M•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as A•••••• A• M•••••
At current firm
18 y
since Jun 18, 2008
In the industry
25 y
since Dec 18, 2000 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
9
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M• A•••••••• L•• state registered currentsince Feb 17, 2014 · Savannah, Ga
- V•••••• A•••••••• I••• BD affiliated currentsince Jun 18, 2008 · Savannah, Ga
- P•••• S••••••••• L•• no RAUMApr 17, 2003 to Jun 18, 2008 · Savannah, Ga
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to V•••••• A•••••••• I•••left Jun 18, 2008, registered Jun 18, 2008 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address