DFX Intelligence

E••••• S• A••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

E••••• S• A••••••••

Advisor at P•••••• C••••• I•••••••••

Scottsdale, AZ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 11, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• C••••• I•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• C••••• I•••••••••	State registered	May 17, 2024	n/a	yes	Scottsdale, AZ	Current employment
B•• S••••• C•••••• H•••••••	Former SEC adviser	Jul 7, 2020	Apr 10, 2024	no	FREMONT, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• S••••• C•••••• H•••••••	P•••••• C••••• I•••••••••	Apr 10, 2024	May 17, 2024	37	Firm change	RIA to state RIA
T• A••••••••• I••••••••• M••••••••• L••	T• A••••••••• I•••	Jul 8, 2020	Oct 8, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
299361:331320:CA:2024-04-10	Apr 10, 2024	May 17, 2024	FREMONT, CA	Firm change
7870:111514:CA:2020-07-03	Jul 8, 2020	Oct 8, 2018	MENLO PARK, CA	Firm change after gap

Relationships

Registered with (5)

→ P•••••• C••••• I•••••••••Registered adviserregistration: current employment
May 17, 2024 to presentfactForm ADV
→ B•• S••••• C•••••• H•••••••Registered adviserregistration: previous registration
Jul 7, 2020 to Apr 10, 2024factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 8, 2018 to Jul 8, 2020factForm ADV
→ T• A••••••••• I•••

Dated events

Order

Occurred
10 Apr 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 11, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.