DFX Intelligence

S•••• L••••• P•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner27 years in industry

S•••• L••••• P•••

Advisor at I•• A••••••• S•••••••• I•••

Wichita, KS

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Search this name across graphsid dfx:ria:9a8d169f-acec-f400-b642-359a39cd2944

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 6, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• A••••••• S•••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Mar 5, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•• A••••••• S•••••••• I•••	Mixed wealth	Feb 5, 2014	n/a	yes	Wichita, KS	Current employment
T••••••••• I•••	Former SEC adviser	Oct 6, 1999	Mar 3, 2014	no	WICHITA, KS\|WICHITA, KS	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• I•••	I•• A••••••• S•••••••• I•••	Mar 3, 2014	Feb 5, 2014	-26	Firm change	Other

Relationships

Registered with (2)

→ I•• A••••••• S•••••••• I•••Registered adviserregistration: current employment
Feb 5, 2014 to presentfactForm ADV
→ T••••••••• I•••Registered adviserregistration: previous registration
Oct 6, 1999 to Mar 3, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9a8d169f-acec-f400-b642-359a39cd2944
First observed: Oct 6, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.