DFX Intelligence

J•••• B•••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst28 years in industry

J•••• B•••• M••••••

Advisor at M••••••

Cincinnati, OH

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Search this name across graphsid dfx:ria:9a8d5282-a46f-bff0-bed8-560bc8edd55b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 2, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 18, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Feb 12, 2025	n/a	yes	Cincinnati, OH	Current employment
C•••••• S••••••• W••••• M••••••••• L••	Former SEC adviser	Oct 30, 2015	Feb 18, 2025	no	CINCINNATI, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••••• W••••• M••••••••• L••	M••••••	Feb 18, 2025	Feb 12, 2025	-6	Firm change	RIA to ibd
J•••••• I••••••••• C••••••• I•••	C•••••• S••••••• W••••• M••••••••• L••	Sep 30, 2015	Oct 30, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
129113:140195:OH:2025-02-18	Feb 18, 2025	Feb 12, 2025	CINCINNATI, OH	Firm change

Relationships

Registered with (3)

→ M••••••Registered adviserregistration: current employment
Feb 12, 2025 to presentfactForm ADV
→ C•••••• S••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 30, 2015 to Feb 18, 2025factForm ADV
→ J•••••• I••••••••• C••••••• I•••Registered adviserregistration: previous registration
Jan 2, 2002 to Sep 30, 2015factForm ADV

Dated events

Occurred
Feb 18, 2025
Advisor changed firm
J•••• B•••• M•••••• left C•••••• S••••••• W••••• M••••••••• L•• for Mariner (registered 2025-02-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9a8d5282-a46f-bff0-bed8-560bc8edd55b
First observed: Jan 2, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.