RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• B•••• M••••••
- M•••••• BD affiliated currentsince Feb 12, 2025 · Cincinnati, Oh
- C•••••• S••••••• W••••• M••••••••• L•• formerOct 30, 2015 to Feb 18, 2025 · Cincinnati, Oh
- J•••••• I••••••••• C••••••• I••• independent RIAJan 2, 2002 to Sep 30, 2015 · Cincinnati, Oh
- C•••••• S••••••• W••••• M••••••••• L•• to M••••••left Feb 18, 2025, registered Feb 12, 2025 (-6 days) · RIA to affiliated broker-dealer or bank · moved with a team
- J•••••• I••••••••• C••••••• I••• to C•••••• S••••••• W••••• M••••••••• L••left Sep 30, 2015, registered Oct 30, 2015 (30 days) · Other
- James Barry Mcgrath left Cassady Schiller Wealth Management, Llc for Mariner (registered 2025-02-12)Feb 18, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address