DFX Intelligence

L•••••••• R•••• V•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

L•••••••• R•••• V•••••••

Advisor at W•••• F•••• A•••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9aa5493c-ea6a-05aa-f9f9-44b95b11f91b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 1, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Feb 20, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Apr 24, 2026	n/a	yes	CLEARWATER, FL\|ST. LOUIS, MO	Current employment
W•••• F•••• A•••••••	Wirehouse	Dec 1, 2017	n/a	yes	CLEARWATER, FL\|Palm Harbor, FL	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	W•••• F•••• A•••••••	Dec 1, 2017	Dec 1, 2017	0	Firm change	Wirehouse to wirehouse
O••••••• F•••••••• S••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Sep 9, 2016

Team moves

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Team	Left	Joined	From	Kind
7691:19616:FL:2017-11-30	Dec 1, 2017	Dec 1, 2017	HIALEAH, FL	Firm change

Relationships

Registered with (4)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Apr 24, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Dec 1, 2017 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jan 27, 2017 to Dec 1, 2017factForm ADV
→ O••••••• F•••••••• S••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9aa5493c-ea6a-05aa-f9f9-44b95b11f91b
First observed: Mar 1, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.