A•• E• S••••

Advisor at B•••••••• I••••••••• G••••

PHOENIX, AZ | Tampa, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9abfc803-3d13-d7c7-f1ed-9c6bf699da99

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Sep 3, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••• I••••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••• I••••••••• G••••	Independent wealth	Sep 11, 2025	n/a	yes	PHOENIX, AZ\|Tampa, FL	Current employment
B•••••• I••••••••• A•••••••	Former SEC adviser	Oct 16, 2023	May 22, 2025	no	SCOTTSDALE, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••• I••••••••• A•••••••	B•••••••• I••••••••• G••••	May 22, 2025	Sep 11, 2025	112	Firm change	RIA to RIA
B•••••• L••• A••••••• S•••••••• I•••	B•••••• I••••••••• A•••••••	Aug 10, 2023	Oct 16, 2023

Relationships

Registered with (4)

→ B•••••••• I••••••••• G••••Registered adviserregistration: current employment
Sep 11, 2025 to presentfactForm ADV
→ B•••••• I••••••••• A•••••••Registered adviserregistration: previous registration
Oct 16, 2023 to May 22, 2025factForm ADV
→ B•••••• L••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 18, 2022 to Aug 10, 2023factForm ADV
→ M••••• S••••••

Dated events

Occurred
May 22, 2025
Advisor changed firm
A•• E• S•••• left B•••••• I••••••••• A••••••• for B•••••••• I••••••••• G•••• (registered 2025-09-11)
Form ADVobserved 7 days ago
Occurred
Aug 10, 2023
Advisor changed firm
A•• E• S•••• left B•••••• L••• A••••••• S•••••••• I••• for B•••••• I••••••••• A••••••• (registered 2023-10-16)
Form ADVobserved 7 days ago
Occurred
Oct 14, 2022
Advisor changed firm
A•• E• S•••• left M••••• S•••••• for B•••••• L••• A••••••• S•••••••• I••• (registered 2022-10-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9abfc803-3d13-d7c7-f1ed-9c6bf699da99
First observed: Sep 3, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.