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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)32 years in industry

JAMES CHRISTOPHER MARTIN

Advisor at WELLS FARGO ADVISORS

LITTLE ROCK, AR | NORTH LITTLE ROCK, AR | SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:9ac45e05-25a4-8be9-d052-cfe51f2a8d55

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 20, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 12, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Apr 12, 1994
First registration: Apr 20, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 2446509

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jun 24, 2016	n/a	yes	SCOTTSDALE, AZ\|NORTH LITTLE ROCK, AR\|LITTLE ROCK, AR	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jul 20, 2016	no	LITTLE ROCK, AR	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Mar 19, 2009	Jun 1, 2009	no	LITTLE ROCK, AR	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Mar 20, 2009	no	LITTLE ROCK, AR\|LITTLE ROCK, AR	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Apr 20, 2000	Jul 1, 2003	no	LITTLE ROCK, AR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	WELLS FARGO ADVISORS	Jul 20, 2016	Jun 24, 2016	-26	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
WELLS FARGO ADVISORS	MORGAN STANLEY & CO. LLC	Mar 20, 2009	Mar 19, 2009	-1	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149777:11025:AR:2016-07-20	Jul 20, 2016	Jun 24, 2016	LITTLE ROCK, AR	Firm change

Relationships

Registered with (5)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jun 24, 2016 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jul 20, 2016factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Mar 19, 2009 to Jun 1, 2009factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Mar 20, 2009factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Apr 20, 2000 to Jul 1, 2003factForm ADV

Dated events

No dated event names this entity yet.