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Registered advisor
J•••• C••••••••• M•••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
10 y
since Jun 24, 2016
In the industry
32 y
since Apr 12, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jun 24, 2016 · Scottsdale, Az
- M••••• S•••••• wirehouseJun 1, 2009 to Jul 20, 2016 · Little Rock, Ar
- M••••• S•••••• • C•• L•• unclassifiedMar 19, 2009 to Jun 1, 2009 · Little Rock, Ar
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Mar 20, 2009 · Little Rock, Ar
- P••••••••• E••••• G••••• L•• unclassifiedApr 20, 2000 to Jul 1, 2003 · Little Rock, Ar
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to W•••• F•••• A•••••••left Jul 20, 2016, registered Jun 24, 2016 (-26 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to M••••• S•••••• • C•• L••left Mar 20, 2009, registered Mar 19, 2009 (-1 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address