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Advisor at SAGE RHINO CAPITAL LLC
MENLO PARK, CA | Mission Viejo, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SAGE RHINO CAPITAL LLC | Independent wealth | Mar 22, 2021 | n/a | yes | MENLO PARK, CA|Mission Viejo, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 6, 2010 | Mar 22, 2021 | no | LAGUNA NIGUEL, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SAGE RHINO CAPITAL LLC | Mar 22, 2021 | Mar 22, 2021 | 0 | Firm change | Wirehouse to RIA |