DFX Intelligence

T••••• G•••• M•••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

T••••• G•••• M•••• H•••••

Advisor at N•••••• A•••••••

NEW ORLEANS, LA | Franklin, TN

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Search this name across graphsid dfx:ria:9ad012e4-f7c2-9650-5508-d478adbd9d01

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 30, 2025 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• A•••••••	Bd affiliated wealth	Jan 23, 2026	n/a	yes	Franklin, TN\|NEW ORLEANS, LA	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Sep 30, 2025	Feb 10, 2026	no	Nashville, TN\|FRANKLIN, TN\|Chicago, IL\|LIBERTYVILLE, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	N•••••• A•••••••	Feb 10, 2026	Jan 23, 2026	-18	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ N•••••• A•••••••Registered adviserregistration: current employment
Jan 23, 2026 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 30, 2025 to Feb 10, 2026factForm ADV

Dated events

Occurred
Feb 10, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9ad012e4-f7c2-9650-5508-d478adbd9d01
First observed: Sep 30, 2025
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.