RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• F•••• W•••
- C•••• W••• W••••• M••••••••• L•• independent RIA currentsince Nov 17, 2025 · Red Bank, Nj
- B•••• C•••• F•••••••• A•••••••• L•• independent RIAJan 30, 2012 to Nov 19, 2025 · Mount Olive, Nj
- T•• M•• G••••• I••• formerJul 13, 2007 to Nov 22, 2011 · Morristown, Nj
- G•••••• S•••• W••••• S•••••••• L••• BD affiliatedJun 21, 2006 to Jun 22, 2007 · Parsippany, Nj
- B•••• C•••• F•••••••• A•••••••• L•• to C•••• W••• W••••• M••••••••• L••left Nov 19, 2025, registered Nov 17, 2025 (-2 days) · RIA to a newly registered adviser · moved with a team
- T•• M•• G••••• I••• to B•••• C•••• F•••••••• A•••••••• L••left Nov 22, 2011, registered Jan 30, 2012 (69 days) · Other
- G•••••• S•••• W••••• S•••••••• L••• to T•• M•• G••••• I•••left Jun 22, 2007, registered Jul 13, 2007 (21 days) · Other
- M•••••• F•••• W••• left B•••• C•••• F•••••••• A•••••••• L•• for C•••• W••• W••••• M••••••••• L•• (registered 2025-11-17)Nov 19, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address