DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WELLS FARGO ADVISORS
GLASTONBURY, CT | ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jun 11, 2026 | n/a | yes | ST. LOUIS, MO|GLASTONBURY, CT | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Sep 24, 2015 | Jun 11, 2026 | no | GLASTONBURY, CT | Previous registration |
| OSAIC FS, INC. | Former SEC adviser | Mar 7, 2000 | Sep 24, 2015 | no | EAST HARTFORD, CT|EAST HARTFORD, CT | Previous registration |
| INDEPENDENT ADVISERS GROUP CORP | Former SEC adviser | Sep 16, 1996 | Nov 26, 2012 | no | EAST HARTFORD, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Jun 11, 2026 | Jun 11, 2026 | 0 | Channel change | Wirehouse to wirehouse |
| OSAIC FS, INC. | WELLS FARGO ADVISORS | Sep 24, 2015 | Sep 24, 2015 | 0 | Firm change | Other |
| INDEPENDENT ADVISERS GROUP CORP | OSAIC FS, INC. | Nov 26, 2012 | Mar 7, 2000 | -4,647 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:11025:CT:2026-06-09 | Jun 11, 2026 | Jun 11, 2026 | GLASTONBURY, CT | Firm change |
| 3870:19616:CT:2015-09-24 | Sep 24, 2015 | Sep 24, 2015 | EAST HARTFORD, CT | Firm change |