DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Arthur Bland Sullivan
Certified Financial Planner
Feed of 09/15/2026
Also filed as Art Sullivan
At current firm
0 y
since Jun 11, 2026
In the industry
40 y
since Aug 19, 1986 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Wells Fargo Advisors wirehouse currentsince Jun 11, 2026 · St. Louis, Mo
- Wells Fargo Advisors wirehouseSep 24, 2015 to Jun 11, 2026 · Glastonbury, Ct
- Osaic Fs, Inc. formerMar 7, 2000 to Sep 24, 2015 · East Hartford, Ct
- Independent Advisers Group Corp formerSep 16, 1996 to Nov 26, 2012 · East Hartford, Ct
Moves
a registration end followed by a registration begin elsewhere
- Wells Fargo Advisors to Wells Fargo Advisorsleft Jun 11, 2026, registered Jun 11, 2026 (0 days) · channel change inside one enterprise, not a move · moved with a team
- Osaic Fs, Inc. to Wells Fargo Advisorsleft Sep 24, 2015, registered Sep 24, 2015 (0 days) · Other · moved with a team
- Independent Advisers Group Corp to Osaic Fs, Inc.left Nov 26, 2012, registered Mar 7, 2000 (-4647 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address