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RIA / WealthAdvisorCertified Financial Planner15 years in industry

MARK DE GREGORIO

Advisor at MERCER GLOBAL ADVISORS INC.

San Francisco, CA | DENVER, CO

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Search this name across graphsid dfx:ria:9b0ec363-6635-dc38-5aa2-20f0be151adc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 28, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERCER GLOBAL ADVISORS INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 24, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jun 24, 2011
First registration: Jun 28, 2011
Dual registered: no
Other names: MARK DE GREGORIO|MARK THOMAS DE GREGORIO
IAPD individual key: 5568676

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERCER GLOBAL ADVISORS INC.	Independent wealth	Dec 12, 2024	n/a	yes	DENVER, CO\|San Francisco, CA	Current employment
RBC CAPITAL MARKETS, LLC	National bd RIA	Oct 22, 2013	Dec 11, 2024	no	SAN FRANCISCO, CA\|Greenbrae, CA\|San Francisco, CA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Apr 25, 2012	Oct 17, 2013	no	SAN MATEO, CA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Apr 25, 2012	Oct 17, 2013	no	San Mateo, CA	Previous registration
WADDELL & REED	Former SEC adviser	Jun 28, 2011	Mar 16, 2012	no	SAN MATEO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RBC CAPITAL MARKETS, LLC	MERCER GLOBAL ADVISORS INC.	Dec 11, 2024	Dec 12, 2024	1	Firm change	Ibd to RIA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	RBC CAPITAL MARKETS, LLC	Oct 17, 2013	Oct 22, 2013	5	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 17, 2013	Apr 25, 2012	-540	Channel change	Other
WADDELL & REED	TD AMERITRADE, INC.	Mar 16, 2012	Apr 25, 2012	40	Firm change	Other

Relationships

Registered with (5)

→ MERCER GLOBAL ADVISORS INC.Registered adviserregistration: current employment
Dec 12, 2024 to presentfactForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Oct 22, 2013 to Dec 11, 2024factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 25, 2012 to Oct 17, 2013factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Apr 25, 2012 to Oct 17, 2013factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Jun 28, 2011 to Mar 16, 2012factForm ADV

Dated events

Occurred
Dec 11, 2024
Advisor changed firm
Mark De Gregorio left Rbc Capital Markets, Llc for Mercer Global Advisors Inc. (registered 2024-12-12)
Form ADVobserved 5 days ago