DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
M••• D• G•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as M••• D• G•••••••
At current firm
1 y
since Dec 12, 2024
In the industry
15 y
since Jun 24, 2011 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• G••••• A••••••• I••• independent RIA currentsince Dec 12, 2024 · Denver, Co
- R•• C•••••• M••••••• L•• national BDOct 22, 2013 to Dec 11, 2024 · San Francisco, Ca
- T• A••••••••• I••••••••• M••••••••• L•• formerApr 25, 2012 to Oct 17, 2013 · San Mateo, Ca
- T• A••••••••• I••• formerApr 25, 2012 to Oct 17, 2013 · San Mateo, Ca
- W•••••• • R••• formerJun 28, 2011 to Mar 16, 2012 · San Mateo, Ca
Moves
a registration end followed by a registration begin elsewhere
- R•• C•••••• M••••••• L•• to M••••• G••••• A••••••• I•••left Dec 11, 2024, registered Dec 12, 2024 (1 days) · Affiliated broker-dealer or bank to independent RIA
- T• A••••••••• I••••••••• M••••••••• L•• to R•• C•••••• M••••••• L••left Oct 17, 2013, registered Oct 22, 2013 (5 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 17, 2013, registered Apr 25, 2012 (-540 days) · channel change inside one enterprise, not a move
- W•••••• • R••• to T• A••••••••• I•••left Mar 16, 2012, registered Apr 25, 2012 (40 days) · Other
Signals
- M••• D• G••••••• left R•• C•••••• M••••••• L•• for M••••• G••••• A••••••• I••• (registered 2024-12-12)Dec 11, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address