DFX Intelligence

A••• K•••••••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

A••• K•••••••• S•••

Advisor at C••••••••• W••••• M•••••••••

Portland, OR | BELLEVUE, WA

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Search this name across graphsid dfx:ria:9b1886d3-8ea6-d875-a338-58c85719b43b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 7, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W••••• M•••••••••	Independent wealth	Jun 3, 2025	n/a	yes	Portland, OR\|BELLEVUE, WA	Current employment
C•••• H••• P•••••••• L••	Former SEC adviser	Jul 2, 2021	Jun 18, 2025	no	PORTLAND, OR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• H••• P•••••••• L••	C••••••••• W••••• M•••••••••	Jun 18, 2025	Jun 3, 2025	-15	Firm change	RIA to RIA
F••••• I•••••••••	C•••• H••• P•••••••• L••	May 26, 2021	Jul 2, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
168252:108805:OR:2025-06-17	Jun 18, 2025	Jun 3, 2025	PORTLAND, OR	Firm change
107342:168252:TX:2021-05-26	May 26, 2021	Jul 2, 2021	PLANO, TX	Firm change

Relationships

Registered with (3)

→ C••••••••• W••••• M•••••••••Registered adviserregistration: current employment
Jun 3, 2025 to presentfactForm ADV
→ C•••• H••• P•••••••• L••Registered adviserregistration: previous registration
Jul 2, 2021 to Jun 18, 2025factForm ADV
→ F••••• I•••••••••Registered adviserregistration: previous registration
Apr 7, 2017 to May 26, 2021factForm ADV

Dated events

Occurred
Jun 18, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9b1886d3-8ea6-d875-a338-58c85719b43b
First observed: Apr 7, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.