L•••• M•••••

Advisor at W••••• A••••••• G••••

FORT WAYNE, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9b3246a9-83b8-6198-0602-fbd9960b5ccc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jan 7, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• A••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• A••••••• G••••	Independent wealth	Mar 23, 2026	n/a	yes	FORT WAYNE, IN	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Aug 7, 2025	Jan 13, 2026	no	Angola, IN\|Fort Wayne, IN\|AUSTIN, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	W••••• A••••••• G••••	Jan 13, 2026	Mar 23, 2026	69	Firm change	Ibd to RIA
C• I••••••••• L••	P••••••• W••••• P••••••• L••	Apr 30, 2025	May 2, 2022

Relationships

Registered with (4)

→ W••••• A••••••• G••••Registered adviserregistration: current employment
Mar 23, 2026 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 7, 2025 to Jan 13, 2026factForm ADV
→ C• I••••••••• L••Registered adviserregistration: previous registration
Jan 7, 2022 to Apr 30, 2025factForm ADV
→ P••••••• W••••• P••••••• L••

Dated events

Occurred
Jan 13, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 30, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 25, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9b3246a9-83b8-6198-0602-fbd9960b5ccc
First observed: Jan 7, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.