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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

William Perry Marshall

Advisor at CHARLES SCHWAB & CO., INC.

Clayton, MO

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Search this name across graphsid dfx:ria:9b40018f-dc41-c543-3e33-4666b61cf32e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Dec 15, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 11, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Dec 11, 2009
First registration: Dec 15, 2009
Dual registered: yes, broker-dealer
Other names: WILLIAM MARSHALL|BO MARSHALL|WILLIAM PERRY MARSHALL
IAPD individual key: 5726432

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 26, 2022	n/a	yes	Clayton, MO	Current employment
TD AMERITRADE, INC.	Former SEC adviser	Feb 27, 2018	Oct 14, 2022	no	EDWARDSVILLE, IL\|St Louis, MO\|Clayton, MO\|OMAHA, NE	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Feb 26, 2018	Sep 7, 2023	no	OMAHA, NE\|EDWARDSVILLE, IL\|ST. LOUIS, MO\|Clayton, MO	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Sep 1, 2016	Feb 26, 2018	no	SAINT LOUIS, MO	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Mar 24, 2014	Sep 23, 2014	no	ST. LOUIS, MO	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Sep 24, 2013	Feb 13, 2014	no	Edwardsville, IL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 27, 2011	May 14, 2013	no	ALTON, IL	Previous registration
EDWARD JONES	National bd RIA	Dec 15, 2009	Mar 4, 2011	no	ST LOUIS, MO\|ALTON, IL\|GODFREY, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Sep 7, 2023	Feb 27, 2018	-2,018	Channel change	Other
TD AMERITRADE, INC.	CHARLES SCHWAB & CO., INC.	Oct 14, 2022	Jan 26, 2022	-261	Channel change	Other
SCOTTRADE INVESTMENT MANAGEMENT	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 26, 2018	Feb 26, 2018	0	Bulk transfer	Ibd to RIA
WELLS FARGO ADVISORS	SCOTTRADE INVESTMENT MANAGEMENT	Sep 23, 2014	Sep 1, 2016	709	Firm change after gap	Other
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	WELLS FARGO ADVISORS	Feb 13, 2014	Mar 24, 2014	39	Firm change	Other
WELLS FARGO ADVISORS	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	May 14, 2013	Sep 24, 2013	133	Firm change	Other
EDWARD JONES	WELLS FARGO ADVISORS	Mar 4, 2011	Apr 27, 2011	54	Firm change	Ibd to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
111514:7870:MO:2023-09-07	Sep 7, 2023	Feb 27, 2018	CLAYTON, MO	Firm change after gap
7870:5393:NE:2022-10-14	Oct 14, 2022	Jan 26, 2022	OMAHA, NE	Firm change after gap

Relationships

Registered with (7)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Jan 26, 2022 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 26, 2018 to Sep 7, 2023factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Feb 27, 2018 to Oct 14, 2022factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Sep 1, 2016 to Feb 26, 2018factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 24, 2014 to Sep 23, 2014factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Sep 24, 2013 to Feb 13, 2014factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Dec 15, 2009 to Mar 4, 2011factForm ADV

Dated events

No dated event names this entity yet.