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Registered advisor
W•••••• P•••• M•••••••
Feed of 09/14/2026
Also filed as William Marshall
At current firm
4 y
since Jan 26, 2022
In the industry
16 y
since Dec 11, 2009 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jan 26, 2022 · Clayton, Mo
- T• A••••••••• I••• formerFeb 27, 2018 to Oct 14, 2022 · E•••••Sville, Il
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 26, 2018 to Sep 7, 2023 · Omaha, Ne
- S•••••••• I••••••••• M••••••••• formerSep 1, 2016 to Feb 26, 2018 · Saint Louis, Mo
- W•••• F•••• A••••••• wirehouseMar 24, 2014 to Sep 23, 2014 · St. Louis, Mo
- N••••••••• M••••• I••••••••• S••••••••• no RAUMSep 24, 2013 to Feb 13, 2014 · Edwardsville, Il
- W•••• F•••• A••••••• wirehouseApr 27, 2011 to May 14, 2013 · Alton, Il
- E••••• J•••• national BDDec 15, 2009 to Mar 4, 2011 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Sep 7, 2023, registered Feb 27, 2018 (-2018 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••• to C•••••• S••••• • C••• I•••left Oct 14, 2022, registered Jan 26, 2022 (-261 days) · channel change inside one enterprise, not a move · moved with a team
- S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to S•••••••• I••••••••• M•••••••••left Sep 23, 2014, registered Sep 1, 2016 (709 days) · Other
- N••••••••• M••••• I••••••••• S••••••••• to W•••• F•••• A•••••••left Feb 13, 2014, registered Mar 24, 2014 (39 days) · Other
- W•••• F•••• A••••••• to N••••••••• M••••• I••••••••• S•••••••••left May 14, 2013, registered Sep 24, 2013 (133 days) · Other
- E••••• J•••• to W•••• F•••• A•••••••left Mar 4, 2011, registered Apr 27, 2011 (54 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address