DFX Intelligence

G•••••• L••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

G•••••• L••• G•••••

Advisor at S•• W••••• M•••••••••

Columbia, MO | TUCSON, AZ

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Search this name across graphsid dfx:ria:f92562fa-3ddc-f3ae-4091-9c0a74a6be2d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jul 12, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 16, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•• W••••• M•••••••••	Independent wealth	Dec 10, 2024	n/a	yes	Columbia, MO\|TUCSON, AZ	Current employment
O•••• A••••••• S•••••••• L••	Bd affiliated wealth	Nov 8, 2024	Dec 6, 2024	no	ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• A••••••• S•••••••• L••	S•• W••••• M•••••••••	Dec 6, 2024	Dec 10, 2024	4	Firm change	Ibd to RIA
O•••• W•••••• I•••	O•••• A••••••• S•••••••• L••	Dec 6, 2024	Nov 8, 2024

Relationships

Registered with (7)

→ S•• W••••• M•••••••••Registered adviserregistration: current employment
Dec 10, 2024 to presentfactForm ADV
→ O•••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 8, 2024 to Dec 6, 2024factForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Jun 14, 2024 to Dec 6, 2024factForm ADV
→ A•••• P•••• A•••••••

Dated events

Occurred
Dec 6, 2024
Advisor changed firm
G•••••• L••• G••••• left O•••• A••••••• S•••••••• L•• for S•• W••••• M••••••••• (registered 2024-12-10)
Form ADVobserved 7 days ago
Occurred
Dec 6, 2024
Advisor changed firm
G•••••• L••• G••••• left O•••• W•••••• I••• for O•••• A••••••• S•••••••• L•• (registered 2024-11-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f92562fa-3ddc-f3ae-4091-9c0a74a6be2d
First observed: Jul 12, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.