DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T•••••• P•••• F••••••••
Covington, LA | FREDERICK, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T•••••• P•••• F•••••••• | Independent wealth | Feb 13, 2025 | n/a | yes | Covington, LA|FREDERICK, MD | Current employment |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Sep 18, 2023 | Jul 10, 2024 | no | Metairie, LA|Tulsa, OK|Shreveport, LA|Covington, LA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | T•••••• P•••• F•••••••• | Jul 10, 2024 | Feb 13, 2025 | 218 | Firm change | Ibd to RIA |
| L•• F•••••••• L•• | A••••••••• F•••••••• S•••••••• L•• | May 4, 2023 | Apr 26, 2023 |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Apr 26, 2023 | Jul 5, 2023 | no | Metairie, LA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Dec 6, 2021 | May 4, 2023 | no | COVINGTON, LA|METAIRIE, LA | Previous registration |
| M••••••• W••••• A••••••• L•• | n/a | Apr 15, 2019 | Dec 31, 2021 | no | COVINGTON, LA | Previous registration |
| M••••••• W••••• A••••••• L•• | n/a | Aug 16, 2016 | Dec 31, 2018 | no | COVINGTON, LA | Previous registration |
| M••••• S•••••• | Wirehouse | Feb 21, 2013 | Jun 19, 2015 | no | Lexington, KY|Franklin, TN | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Dec 22, 2010 | May 16, 2011 | no | MANDEVILLE, LA | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Jan 24, 2007 | Apr 2, 2009 | no | KINGPORT, TN|BATON ROUGE, LA | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Feb 8, 2000 | Dec 4, 2003 | no | OKLAHOMA CITY, OK | Previous registration |
| -8 |
| Firm change |
| Ibd to ibd |
| M••••••• W••••• A••••••• L•• | L•• F•••••••• L•• | Dec 31, 2021 | Dec 6, 2021 | -25 | Firm change | Other |
| M••••• S•••••• | M••••••• W••••• A••••••• L•• | Jun 19, 2015 | Aug 16, 2016 | 424 | Firm change after gap | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | M••••• S•••••• | May 16, 2011 | Feb 21, 2013 | 647 | Firm change after gap | Wirehouse to wirehouse |
| U•• F•••••••• S••••••• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Apr 2, 2009 | Dec 22, 2010 | 629 | Firm change after gap | Wirehouse to wirehouse |
| C•••••••• G••••• M•••••• I••• | U•• F•••••••• S••••••• I••• | Dec 4, 2003 | Jan 24, 2007 | 1,147 | Firm change after gap | Other |