DFX Intelligence

J•••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

J•••••• T•••••

Advisor at P••••••• W••••• P•••••••

ITASCA, IL

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Search this name across graphsid dfx:ria:9b554b2b-b450-4593-7c70-27141454e45e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 22, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• W••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 23, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• W••••• P•••••••	Independent wealth	May 2, 2025	n/a	yes	ITASCA, IL	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jun 30, 2021	May 8, 2025	no	Westmont, IL\|Westmont, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	P••••••• W••••• P•••••••	May 8, 2025	May 2, 2025	-6	Firm change	Ibd to new firm
B•••• A•••• M•••••••••	A••••••••• F•••••••• S•••••••• L••	May 18, 2021	Jun 30, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:335762:IL:2025-05-05	May 8, 2025	May 2, 2025	WESTMONT, IL	Firm change

Relationships

Registered with (5)

→ P••••••• W••••• P•••••••Registered adviserregistration: current employment
May 2, 2025 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 30, 2021 to May 8, 2025factForm ADV
→ B•••• A•••• M•••••••••Registered adviserregistration: previous registration
Jul 1, 2020 to May 18, 2021factForm ADV
→ A•••••••• F•••• M••••••••• L••

Dated events

Occurred
May 8, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9b554b2b-b450-4593-7c70-27141454e45e
First observed: Oct 22, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.