DFX Intelligence

N••••• C••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

N••••• C••• G••••••

Advisor at F••••• I••••••••• C•••••

Lenexa, KS

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Search this name across graphsid dfx:ria:9b60e343-b5c5-325d-52e5-47b776ee0f50

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 5, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• I••••••••• C•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 25, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• I••••••••• C•••••	Independent wealth	Feb 7, 2018	n/a	yes	Lenexa, KS	Current employment
B•• F•••••••• A•••••••	Bd affiliated wealth	Nov 18, 2014	Jan 29, 2018	no	OVERLAND PARK, KS	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• F•••••••• A•••••••	F••••• I••••••••• C•••••	Jan 29, 2018	Feb 7, 2018	9	Firm change	Other
S••••••• F•••••••• S•••••••• I•••	B•• F•••••••• A•••••••	Jun 20, 2011	Nov 18, 2014

Relationships

Registered with (3)

→ F••••• I••••••••• C•••••Registered adviserregistration: current employment
Feb 7, 2018 to presentfactForm ADV
→ B•• F•••••••• A•••••••Registered adviserregistration: previous registration
Nov 18, 2014 to Jan 29, 2018factForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Aug 5, 2009 to Jun 20, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9b60e343-b5c5-325d-52e5-47b776ee0f50
First observed: Aug 5, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.