DFX Intelligence

G••• S•••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

G••• S•••• H•••••

Advisor at P••• F•••••••• A•••••••• L••

SAN DIEGO, CA | Franklin, TN

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Search this name across graphsid dfx:ria:9b6fd277-3e11-853a-eb3f-fe9b8d4785e1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 22, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 22, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• F•••••••• A•••••••• L••	Independent wealth	Mar 8, 2019	n/a	yes	Franklin, TN\|SAN DIEGO, CA	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Sep 13, 2017	Mar 8, 2019	no	COSTA MESA, CA\|NEWPORT BEACH, CA\|COSTA MESA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	P••• F•••••••• A•••••••• L••	Mar 8, 2019	Mar 8, 2019	0	Firm change	Wirehouse to RIA
B••••••• I••••••••• S•••••••• I••• •••••	J••• M••••• S••••••••• L••	Aug 24, 2017	Sep 13, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
29357:79:CA:2017-08-24	Aug 24, 2017	Sep 13, 2017	SANTA ANA, CA	Firm change

Relationships

Registered with (6)

→ P••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Mar 8, 2019 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Sep 13, 2017 to Mar 8, 2019factForm ADV
→ B••••••• I••••••••• S•••••••• I••• •••••Registered adviserregistration: previous registration
Jun 22, 2016 to Aug 24, 2017factForm ADV
→ R•• C•••••• M••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9b6fd277-3e11-853a-eb3f-fe9b8d4785e1
First observed: Feb 22, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.