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RIA / WealthAdvisor18 years in industry

Maxime Fleming Jean-Louis

Advisor at PROSPERITUS WEALTH ADVISORS

CORAL SPRINGS, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c4e56925-418e-075e-7b36-307ee5132ca2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 17, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PROSPERITUS WEALTH ADVISORS
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 11, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Jan 11, 2008
First registration: Jan 17, 2008
Dual registered: no
Other names: MAXIME FLEMING JEAN-LOUIS
IAPD individual key: 5436759

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PROSPERITUS WEALTH ADVISORS	State registered	Jan 30, 2020	n/a	yes	CORAL SPRINGS, FL	Current employment
AVENIR PRIVATE ADVISORS, LLC	Former SEC adviser	Dec 18, 2018	Feb 4, 2020	no	Coral Springs, FL\|MIAMI, FL	Previous registration
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC	Former SEC adviser	Apr 22, 2013	Dec 31, 2018	no	FORT LAUDERDALE, FL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 17, 2008	Apr 5, 2013	no	Ft Lauderdale, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVENIR PRIVATE ADVISORS, LLC	PROSPERITUS WEALTH ADVISORS	Feb 4, 2020	Jan 30, 2020	-5	Firm change	RIA to state RIA
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC	AVENIR PRIVATE ADVISORS, LLC	Dec 31, 2018	Dec 18, 2018	-13	Firm change	RIA to new firm
AMERIPRISE FINANCIAL SERVICES, LLC	CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC	Apr 5, 2013	Apr 22, 2013	17	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
298064:306630:FL:2020-01-21	Feb 4, 2020	Jan 30, 2020	MIAMI, FL	Firm change
131631:298064:FL:2018-12-31	Dec 31, 2018	Dec 18, 2018	FORT LAUDERDALE, FL	Firm change

Relationships

Registered with (4)

→ PROSPERITUS WEALTH ADVISORSRegistered adviserregistration: current employment
Jan 30, 2020 to presentfactForm ADV
→ AVENIR PRIVATE ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 18, 2018 to Feb 4, 2020factForm ADV
→ CAPITAL GUARDIAN WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 22, 2013 to Dec 31, 2018factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jan 17, 2008 to Apr 5, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c4e56925-418e-075e-7b36-307ee5132ca2
First observed: Jan 17, 2008
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Maxime Fleming Jean-Louis

Advisor at PROSPERITUS WEALTH ADVISORS

CORAL SPRINGS, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c4e56925-418e-075e-7b36-307ee5132ca2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:36 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

PROSPERITUS WEALTH ADVISORS

State registered

Jan 30, 2020

n/a

yes

CORAL SPRINGS, FL

Current employment

AVENIR PRIVATE ADVISORS, LLC

Former SEC adviser

Dec 18, 2018

Feb 4, 2020

Coral Springs, FL|MIAMI, FL

Previous registration

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

Former SEC adviser

Apr 22, 2013

Dec 31, 2018

FORT LAUDERDALE, FL

Previous registration

AMERIPRISE FINANCIAL SERVICES, LLC

National bd RIA

Jan 17, 2008

Apr 5, 2013

Ft Lauderdale, FL

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

AVENIR PRIVATE ADVISORS, LLC

PROSPERITUS WEALTH ADVISORS

Feb 4, 2020

Jan 30, 2020

-5

Firm change

RIA to state RIA

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

AVENIR PRIVATE ADVISORS, LLC

Dec 31, 2018

Dec 18, 2018

-13

Firm change

RIA to new firm

AMERIPRISE FINANCIAL SERVICES, LLC

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

Apr 5, 2013

Apr 22, 2013

Firm change

Other

Team

Left

Joined

From

Kind

298064:306630:FL:2020-01-21

Feb 4, 2020

Jan 30, 2020

MIAMI, FL

Firm change

131631:298064:FL:2018-12-31

Dec 31, 2018

Dec 18, 2018

FORT LAUDERDALE, FL

Firm change