DFX Intelligence

Data Factory

RIA / WealthAdvisor29 years in industry

KEITH EDWARD BRENNAN

Advisor at F L PUTNAM INVESTMENT MANAGEMENT CO.

Reston, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9b87e6ec-d274-5b45-c3a9-ed2b7afd485d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 15, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F L PUTNAM INVESTMENT MANAGEMENT CO.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 18, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S66|S63
First exam: Aug 18, 1997
First registration: Jan 15, 2015
Dual registered: no
IAPD individual key: 2332013

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F L PUTNAM INVESTMENT MANAGEMENT CO.	Independent wealth	Oct 10, 2025	n/a	yes	Reston, VA	Current employment
SEI INVESTMENTS MANAGEMENT CORP	Mixed wealth	Nov 14, 2023	Mar 24, 2025	no	Reston, VA\|OAKS, PA	Previous registration
BRIGHTON JONES LLC	Independent wealth	Jan 3, 2018	Oct 20, 2023	no	McLean, VA\|SEATTLE, WA\|McLean, VA	Previous registration
SVB WEALTH	Independent wealth	Sep 1, 2015	Oct 28, 2016	no	RESTON, VA\|BOSTON, MA	Previous registration
WELLESLEY ASSET MANAGEMENT, INC.	Mixed wealth	Jan 15, 2015	Apr 10, 2015	no	PORTSMOUTH, NH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SEI INVESTMENTS MANAGEMENT CORP	F L PUTNAM INVESTMENT MANAGEMENT CO.	Mar 24, 2025	Oct 10, 2025	200	Firm change	Other
BRIGHTON JONES LLC	SEI INVESTMENTS MANAGEMENT CORP	Oct 20, 2023	Nov 14, 2023	25	Firm change	Other
SVB WEALTH	BRIGHTON JONES LLC	Oct 28, 2016	Jan 3, 2018	432	Firm change after gap	Other
WELLESLEY ASSET MANAGEMENT, INC.	SVB WEALTH	Apr 10, 2015	Sep 1, 2015	144	Firm change	Other

Relationships

Registered with (5)

→ F L PUTNAM INVESTMENT MANAGEMENT CO.Registered adviserregistration: current employment
Oct 10, 2025 to presentfactForm ADV
→ SEI INVESTMENTS MANAGEMENT CORPRegistered adviserregistration: previous registration
Nov 14, 2023 to Mar 24, 2025factForm ADV
→ BRIGHTON JONES LLCRegistered adviserregistration: previous registration
Jan 3, 2018 to Oct 20, 2023factForm ADV
→ SVB WEALTHRegistered adviserregistration: previous registration
Sep 1, 2015 to Oct 28, 2016factForm ADV
→ WELLESLEY ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jan 15, 2015 to Apr 10, 2015factForm ADV

Dated events

Occurred
Mar 24, 2025
Advisor changed firm
Keith Edward Brennan left Sei Investments Management Corp for F L Putnam Investment Management Co. (registered 2025-10-10)
Form ADVobserved 4 days ago
Occurred
Oct 20, 2023
Advisor changed firm
Keith Edward Brennan left Brighton Jones Llc for Sei Investments Management Corp (registered 2023-11-14)
Form ADVobserved 4 days ago