DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••• E••••• B••••••

F• L• P••••• I••••••••• M••••••••• C••independent RIAReston, VaIA-onlyIAPD 2332013

Feed of 09/14/2026

At current firm

0 y

since Oct 10, 2025

In the industry

29 y

since Aug 18, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F• L• P••••• I••••••••• M••••••••• C•• independent RIA current
since Oct 10, 2025 · Reston, Va
S•• I••••••••• M••••••••• C••• mixed wealth
Nov 14, 2023 to Mar 24, 2025 · Reston, Va
B••••••• J•••• L•• independent RIA
Jan 3, 2018 to Oct 20, 2023 · Mclean, Va
S•• W••••• independent RIA
Sep 1, 2015 to Oct 28, 2016 · Reston, Va
W•••••••• A•••• M••••••••• I••• mixed wealth
Jan 15, 2015 to Apr 10, 2015 · Portsmouth, Nh

Moves

a registration end followed by a registration begin elsewhere

S•• I••••••••• M••••••••• C••• to F• L• P••••• I••••••••• M••••••••• C••
left Mar 24, 2025, registered Oct 10, 2025 (200 days) · Other
B••••••• J•••• L•• to S•• I••••••••• M••••••••• C•••
left Oct 20, 2023, registered Nov 14, 2023 (25 days) · Other
S•• W••••• to B••••••• J•••• L••
left Oct 28, 2016, registered Jan 3, 2018 (432 days) · Other
W•••••••• A•••• M••••••••• I••• to S•• W•••••
left Apr 10, 2015, registered Sep 1, 2015 (144 days) · Other

Signals

K•••• E••••• B•••••• left S•• I••••••••• M••••••••• C••• for F• L• P••••• I••••••••• M••••••••• C•• (registered 2025-10-10)
Mar 24, 2025 · Advisor changed firm · fact
K•••• E••••• B•••••• left B••••••• J•••• L•• for S•• I••••••••• M••••••••• C••• (registered 2023-11-14)
Oct 20, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address