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RIA / WealthAdvisor20 years in industry

JEREMY WAYNE RABALAIS

Advisor at SECURE INVESTMENT MANAGEMENT, LLC

TUCSON, AZ

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Search this name across graphsid dfx:ria:9b8ea4cc-469a-d7f1-373b-7ed2ee5a9ea7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: May 13, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SECURE INVESTMENT MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65
First exam: Mar 10, 2008
First registration: May 13, 2008
Dual registered: no
IAPD individual key: 5531294

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SECURE INVESTMENT MANAGEMENT, LLC	Independent wealth	Aug 24, 2026	n/a	yes	TUCSON, AZ	Current employment
SOUND INCOME STRATEGIES, LLC	Independent wealth	Jan 9, 2023	Aug 10, 2026	no	San Jose, CA\|Prairieville, LA\|FORT LAUDERDALE, FL	Previous registration
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Jun 11, 2019	Nov 22, 2022	no	PLANO, TX\|PRAIRIEVILLE, LA	Previous registration
PEAK AMERICAN INVESTMENT ADVISORS, INC.	Independent wealth	May 13, 2008	Sep 14, 2018	no	DENHAM SPRINGS, LA\|PLANO, TX\|PLANO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SOUND INCOME STRATEGIES, LLC	SECURE INVESTMENT MANAGEMENT, LLC	Aug 10, 2026	Aug 24, 2026	14	Firm change	RIA to RIA
AE WEALTH MANAGEMENT, LLC	SOUND INCOME STRATEGIES, LLC	Nov 22, 2022	Jan 9, 2023	48	Firm change	Ibd to RIA
PEAK AMERICAN INVESTMENT ADVISORS, INC.	AE WEALTH MANAGEMENT, LLC	Sep 14, 2018	Jun 11, 2019	270	Firm change	RIA to RIA

Relationships

Registered with (4)

→ SECURE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: current employment
Aug 24, 2026 to presentfactForm ADV
→ SOUND INCOME STRATEGIES, LLCRegistered adviserregistration: previous registration
Jan 9, 2023 to Aug 10, 2026factForm ADV
→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 11, 2019 to Nov 22, 2022factForm ADV
→ PEAK AMERICAN INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
May 13, 2008 to Sep 14, 2018factForm ADV

Dated events

Occurred
Aug 10, 2026
Advisor changed firm
Jeremy Wayne Rabalais left Sound Income Strategies, Llc for Secure Investment Management, Llc (registered 2026-08-24)
Form ADVobserved 5 days ago
Occurred
Nov 22, 2022
Advisor changed firm
Jeremy Wayne Rabalais left Ae Wealth Management, Llc for Sound Income Strategies, Llc (registered 2023-01-09)
Form ADVobserved 5 days ago