DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MARINER
San Fracisco, CA | San Rafael, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Mariner | Bd affiliated wealth | Nov 4, 2025 | n/a | yes | San Fracisco, CA|San Rafael, CA | Current employment |
| DEFINED FINANCIAL PLANNING LLC | Former SEC adviser | Aug 19, 2022 | Nov 26, 2025 | no | NOVATO, CA | Previous registration |
| ALLWORTH FINANCIAL, L.P. | Bd affiliated wealth | May 3, 2021 | Aug 8, 2022 | no | Walnut Creek, CA | Previous registration |
| SHONE WEALTH MANAGEMENT | Former SEC adviser | Jan 31, 2019 | Aug 18, 2021 | no | WALNUT CREEK, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DEFINED FINANCIAL PLANNING LLC | Mariner | Nov 26, 2025 | Nov 4, 2025 | -22 | Firm change | RIA to ibd |
| ALLWORTH FINANCIAL, L.P. | DEFINED FINANCIAL PLANNING LLC | Aug 8, 2022 | Aug 19, 2022 | 11 | Firm change | Ibd to RIA |
| SHONE WEALTH MANAGEMENT | ALLWORTH FINANCIAL, L.P. | Aug 18, 2021 | May 3, 2021 | -107 | Firm change after gap | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 310137:140195:CA:2025-11-26 | Nov 26, 2025 | Nov 4, 2025 | NOVATO, CA | Firm change |
| 136101:111167:CA:2021-08-18 | Aug 18, 2021 | May 3, 2021 | WALNUT CREEK, CA | Firm change after gap |