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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

EDWARD LOWELL PLOTKIN

Advisor at RAYMOND JAMES & ASSOCIATES, INC.

SANTA FE, NM | SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:9bc0da68-d7c1-6b92-5fe7-31cdaabeaa45

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 15, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES & ASSOCIATES, INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 15, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Nov 8, 2010
First registration: Jul 15, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2349260

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Aug 9, 2018	n/a	yes	SCOTTSDALE, AZ\|SANTA FE, NM	Current employment
BOK FINANCIAL ADVISORS	Bd affiliated wealth	May 2, 2014	Aug 31, 2018	no	Tulsa, OK\|Scottsdale, AZ\|Albuquerque, NM	Previous registration
ZIONS CAPITAL ADVISORS, INC.	Institutional manager	Nov 23, 2010	Apr 18, 2014	no	SCOTTSDALE, AZ\|SALT LAKE CITY, UT	Previous registration
MIDFIRST BANK	n/a	Jan 19, 2006	Dec 20, 2006	no	OKLAHOMA CITY, OK	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 7, 2005	Sep 22, 2005	no	SCOTTSDALE, AZ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 15, 2002	Jan 11, 2005	no	SCOTTSDALE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BOK FINANCIAL ADVISORS	RAYMOND JAMES & ASSOCIATES, INC.	Aug 31, 2018	Aug 9, 2018	-22	Firm change	Ibd to ibd
ZIONS CAPITAL ADVISORS, INC.	BOK FINANCIAL ADVISORS	Apr 18, 2014	May 2, 2014	14	Firm change	Other
MIDFIRST BANK	ZIONS CAPITAL ADVISORS, INC.	Dec 20, 2006	Nov 23, 2010	1,434	Firm change after gap	Other
UBS FINANCIAL SERVICES INC.	MIDFIRST BANK	Sep 22, 2005	Jan 19, 2006	119	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UBS FINANCIAL SERVICES INC.	Jan 11, 2005	Jan 7, 2005	-4	Firm change	Wirehouse to wirehouse

Relationships

Registered with (6)

→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: current employment
Aug 9, 2018 to presentfactForm ADV
→ BOK FINANCIAL ADVISORSRegistered adviserregistration: previous registration
May 2, 2014 to Aug 31, 2018factForm ADV
→ ZIONS CAPITAL ADVISORS, INC.Registered adviserregistration: previous registration
Nov 23, 2010 to Apr 18, 2014factForm ADV
→ MIDFIRST BANKRegistered adviserregistration: previous registration
Jan 19, 2006 to Dec 20, 2006factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 7, 2005 to Sep 22, 2005factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 15, 2002 to Jan 11, 2005factForm ADV

Dated events

No dated event names this entity yet.