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Advisor at M••••• S••••••
Lake Charles, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••• S•••••• | Wirehouse | Apr 29, 2025 | n/a | yes | Lake Charles, LA | Current employment |
| W•••• F•••• A••••••• | Wirehouse | Aug 17, 2022 | May 5, 2025 | no | LAKE CHARLES, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | M••••• S•••••• | May 5, 2025 | Apr 29, 2025 | -6 | Firm change | Wirehouse to wirehouse |
| B•••• L•• F•••••••• G••••• L•• | W•••• F•••• A••••••• | Aug 25, 2022 | Aug 17, 2022 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:149777:LA:2025-05-05 | May 5, 2025 | Apr 29, 2025 | LAKE CHARLES, LA | Firm change |
| Independent wealth |
| Jul 12, 2021 |
| Aug 25, 2022 |
| no |
| BATON ROUGE, LA |
| Previous registration |
| E•••••• A••••••• G••••• L•• | Bd affiliated wealth | Nov 16, 2020 | Jul 12, 2021 | no | BATON ROUGE, LA|GREENWOOD VILLAGE, CO | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Aug 12, 2019 | Nov 10, 2020 | no | LAKE CHARLES, LA | Previous registration |
| -8 |
| Firm change |
| RIA to wirehouse |
| E•••••• A••••••• G••••• L•• | B•••• L•• F•••••••• G••••• L•• | Jul 12, 2021 | Jul 12, 2021 | 0 | Firm change | Other |
| W•••• F•••• A••••••• | E•••••• A••••••• G••••• L•• | Nov 10, 2020 | Nov 16, 2020 | 6 | Firm change | Other |