RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• S••••• L••••••
- M••••• S•••••• wirehouse currentsince Apr 29, 2025 · Lake Charles, La
- W•••• F•••• A••••••• wirehouseAug 17, 2022 to May 5, 2025 · Lake Charles, La
- B•••• L•• F•••••••• G••••• L•• independent RIAJul 12, 2021 to Aug 25, 2022 · Baton Rouge, La
- E•••••• A••••••• G••••• L•• BD affiliatedNov 16, 2020 to Jul 12, 2021 · Baton Rouge, La
- W•••• F•••• A••••••• wirehouseAug 12, 2019 to Nov 10, 2020 · Lake Charles, La
- W•••• F•••• A••••••• to M••••• S••••••left May 5, 2025, registered Apr 29, 2025 (-6 days) · Wirehouse to wirehouse · moved with a team
- B•••• L•• F•••••••• G••••• L•• to W•••• F•••• A•••••••left Aug 25, 2022, registered Aug 17, 2022 (-8 days) · RIA to wirehouse
- E•••••• A••••••• G••••• L•• to B•••• L•• F•••••••• G••••• L••left Jul 12, 2021, registered Jul 12, 2021 (0 days) · Other
- W•••• F•••• A••••••• to E•••••• A••••••• G••••• L••left Nov 10, 2020, registered Nov 16, 2020 (6 days) · Other
- G•••••• S••••• L•••••• left W•••• F•••• A••••••• for M••••• S•••••• (registered 2025-04-29)May 5, 2025 · Advisor changed firm · fact
- G•••••• S••••• L•••••• left B•••• L•• F•••••••• G••••• L•• for W•••• F•••• A••••••• (registered 2022-08-17)Aug 25, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address