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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Cincinnati, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Feb 10, 2023 | n/a | yes | Cincinnati, OH|Cincinnati, OH | Current employment |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | May 18, 2018 | Feb 16, 2023 | no | Cincinnati, OH | Previous registration |
| UNITED ADVISORS | Former SEC adviser | Oct 18, 2010 | Jul 2, 2018 | no | CINCINNATI, OH|CINCINNATI, OH | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 23, 2001 | Oct 9, 2010 | no | CINCINNATI, OH|CINCINNATI, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Feb 16, 2023 | Feb 10, 2023 | -6 | Firm change | Ibd to ibd |
| UNITED ADVISORS | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Jul 2, 2018 | May 18, 2018 | -45 | Firm change after gap | RIA to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UNITED ADVISORS | Oct 9, 2010 | Oct 18, 2010 | 9 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 134139:6363:OH:2023-02-16 | Feb 16, 2023 | Feb 10, 2023 | CINCINNATI, OH | Firm change |