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Advisor at J. W. COLE ADVISORS, INC.
TAMPA, FL | San Clemente, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J. W. COLE ADVISORS, INC. | Bd affiliated wealth | Apr 1, 2025 | n/a | yes | TAMPA, FL|San Clemente, CA | Current employment |
| OSAIC ADVISORY SERVICES, LLC | Bd affiliated wealth | Nov 8, 2024 | Apr 3, 2025 | no | ATLANTA, GA|SAN CLEMENTE, CA | Previous registration |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jun 14, 2024 | Apr 3, 2025 | no | SAN CLEMENTE, CA | Previous registration |
| ARBOR POINT ADVISORS | Former SEC adviser | Jun 27, 2016 | Nov 8, 2024 | no | San Clemente, CA | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Feb 6, 2001 | Jun 14, 2024 | no | SAN CLEMENTE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC ADVISORY SERVICES, LLC | J. W. COLE ADVISORS, INC. | Apr 3, 2025 | Apr 1, 2025 | -2 | Firm change | Ibd to ibd |
| OSAIC WEALTH, INC. | OSAIC ADVISORY SERVICES, LLC | Apr 3, 2025 | Nov 8, 2024 | -146 | Firm change after gap | Ibd to ibd |
| ARBOR POINT ADVISORS | OSAIC WEALTH, INC. | Nov 8, 2024 | Jun 14, 2024 | -147 | Channel change | Ibd to ibd |
| SECURITIES AMERICA ADVISORS, INC. | ARBOR POINT ADVISORS | Jun 14, 2024 | Jun 27, 2016 | -2,909 | Channel change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 165127:23131:CA:2024-11-08 | Nov 8, 2024 | Jun 14, 2024 | SAN CLEMENTE, CA | Firm change after gap |
| 110518:165127:CA:2024-06-14 | Jun 14, 2024 | Jun 27, 2016 | SAN CLEMENTE, CA | Firm change after gap |